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UUPP · BATS · ETF

Principal CLO ETF (UUPP) Price, Holdings & Fees

$598.26−0.71%−$4.29End-of-day price as of Oct 9, 2026

Principal CLO ETF (UUPP) closed at $598.26 on Oct 9, 2026, down 0.71% from the previous close of $602.55.

Share price, past year

1Y +21.34%

52-week range $487.96 – $621.86. Daily closing prices.
Monthly closing prices
Last closing price of each month
DateClose
Oct 9, 2026$598.26
Sep 30, 2026$592.43
Aug 31, 2026$593.59
Jul 31, 2026$609.09
Jun 30, 2026$594.89
May 29, 2026$599.86
Apr 30, 2026$599.83
Mar 31, 2026$596.52
Feb 27, 2026$545.77
Jan 30, 2026$526.95
Dec 31, 2025$518.69
Nov 28, 2025$524.30
Oct 31, 2025$499.80

Key statistics

Expense ratio
0.19%
as of Apr 30, 2026
Net assets
$15.1M
as of Jun 30, 2026
Holdings
29
as of Jun 30, 2026
52-week range
$487.96 – $621.86

Principal CLO ETF's expense ratio is 0.19%: $19.00 a year on $10,000 invested.

Holdings

Principal CLO ETF held 29 investments worth $15.11M as of Jun 30, 2026. Its largest holding was Apidos CLO, at 4.64% of the fund.

Principal CLO ETF largest holdings by share of net assets
#Holding% of fundValue
1Apidos CLO4.64%$701.05K
2Brant Point CLO Ltd4.64%$700.87K
3ARES CLO Ltd4.64%$700.84K
4Madison Park Funding Ltd4.64%$700.64K
5Elmwood CLO 16 Ltd4.64%$700.36K
6Brant Point CLO Ltd4.63%$700.08K
7Venture CDO Ltd4.63%$700.00K
8KKR Financial CLO Ltd4.63%$699.81K
9RIN Ltd4.63%$698.95K
10Capital Four US CLO4.62%$698.23K
11Anchorage Capital CLO LTD4.31%$650.77K
12United States Treasury4.30%$649.16K
13TCW Ltd3.97%$599.56K
14Abry Liquid Credit CLO Ltd3.83%$579.28K
15Brant Point CLO Ltd3.32%$501.32K
16Empower CLO Ltd.3.32%$501.03K
17GoldenTree Loan Management US CLO, LTD3.31%$500.74K
18Madison Park Funding Ltd3.31%$500.14K
19Wellfleet CLO Ltd3.31%$500.03K
20Magnetite CLO Ltd3.31%$499.87K
21Golub Capital Partners CLO, LTD2.62%$395.59K
22Madison Park Funding Ltd2.45%$370.07K
23Woodmont Trust2.21%$333.49K
24Sycamore Tree CLO Ltd1.92%$290.58K
25Point Au Roche Park CLO, Ltd1.72%$260.06K

Top 25 of 29 holdings, as of Jun 30, 2026. Percentages are of the fund's net assets.

What the fund owns

Principal CLO ETF holdings by asset type
Asset type% of fund
Collateralized debt obligations94.21%
Bonds and other debt4.30%
Cash and short-term investments0.55%
Principal CLO ETF holdings by country, largest 3
Country% of fund
Cayman Islands69.74%
Jersey19.84%
United States9.47%

Shares of net assets from the fund's N-PORT report. Funds that borrow can add up to more than 100%, with borrowing (such as repurchase agreements) shown as a negative share.

Monthly total returns

Over the 2 months to Jun 30, 2026, Principal CLO ETF's total return was +0.73%, as reported to the SEC.

Principal CLO ETF monthly total returns
MonthTotal return
Jun 30, 2026+0.38%
May 31, 2026+0.35%

The fund's own total returns as reported to the SEC (N-PORT), including reinvested distributions. Not the sample prices above.

Fund profile

Name
Principal CLO ETF
Ticker
UUPP
Exchange
BATS
Fund type
ETF
Trust
Principal Exchange-Traded Funds
SEC series ID
S000103001
SEC CIK
0001572661
Fractional shares
No

Recent SEC filings

Shareholder reports and prospectuses are filed by Principal Exchange-Traded Funds, the trust behind Principal CLO ETF, and cover all of its funds.

Frequently asked questions

What is UUPP's price?

Principal CLO ETF (UUPP) closed at $598.26 on Oct 9, 2026, down 0.71% from the previous close of $602.55.

What is UUPP's expense ratio?

Principal CLO ETF's expense ratio is 0.19%: $19.00 a year on $10,000 invested.

What does UUPP hold?

Principal CLO ETF held 29 investments worth $15.11M as of Jun 30, 2026. Its largest holding was Apidos CLO, at 4.64% of the fund. Its five largest holdings were Apidos CLO, Brant Point CLO Ltd, ARES CLO Ltd, Madison Park Funding Ltd, Elmwood CLO 16 Ltd.

How has UUPP performed?

Over the 2 months to Jun 30, 2026, Principal CLO ETF's total return was +0.73%, as reported to the SEC.

Sources and methodology

Holdings, net assets and monthly returns come from the fund's N-PORT filing with the SEC, as of Jun 30, 2026 (filed Aug 11, 2026). The expense ratio is from the fund's prospectus or shareholder report, as of Apr 30, 2026. Prices are generated sample data for development. Data sources and disclosures