FYC · NASDAQ · ETF
First Trust Small Cap Growth AlphaDEX Fund (FYC) Price, Holdings & Fees
First Trust Small Cap Growth AlphaDEX Fund (FYC) closed at $210.37 on Oct 9, 2026, up 0.09% from the previous close of $210.18.
Share price, past year
1Y +0.62%Monthly closing prices
| Date | Close |
|---|---|
| Oct 9, 2026 | $210.37 |
| Sep 30, 2026 | $212.00 |
| Aug 31, 2026 | $211.00 |
| Jul 31, 2026 | $211.50 |
| Jun 30, 2026 | $221.90 |
| May 29, 2026 | $210.06 |
| Apr 30, 2026 | $209.34 |
| Mar 31, 2026 | $212.98 |
| Feb 27, 2026 | $205.82 |
| Jan 30, 2026 | $210.58 |
| Dec 31, 2025 | $211.63 |
| Nov 28, 2025 | $215.91 |
| Oct 31, 2025 | $211.20 |
Key statistics
- Expense ratio
- 0.70%
- as of Jul 31, 2025
- Net assets
- $1.3B
- as of Jul 31, 2026
- Holdings
- 266
- as of Jul 31, 2026
- 52-week range
- $204.46 – $223.59
First Trust Small Cap Growth AlphaDEX Fund's expense ratio is 0.70%: $70.00 a year on $10,000 invested.
Holdings
First Trust Small Cap Growth AlphaDEX Fund held 266 investments worth $1.30B as of Jul 31, 2026. Its largest holding was J.P. MORGAN SECURITIES LLC, at 1.04% of the fund.
| # | Holding | % of fund | Value |
|---|---|---|---|
| 1 | J.P. MORGAN SECURITIES LLC | 1.04% | $13.48M |
| 2 | ACADIAN ASSET MANAGEMENT INCAAMI | 0.82% | $10.61M |
| 3 | CHEFS' WAREHOUSE INC (THE)CHEF | 0.81% | $10.53M |
| 4 | RINGCENTRAL INCRNG | 0.77% | $10.02M |
| 5 | PRECIGEN INCPGEN | 0.74% | $9.65M |
| 6 | FIRST ADVANTAGE CORPFA | 0.74% | $9.65M |
| 7 | OSCAR HEALTH INCOSCR | 0.74% | $9.61M |
| 8 | ATAIBECKLEY INC | 0.74% | $9.56M |
| 9 | NATIONAL HEALTHCARE CORPNHC | 0.72% | $9.39M |
| 10 | LIQUIDIA CORPLQDA | 0.71% | $9.26M |
| 11 | NEOGENOMICS INCNEO | 0.71% | $9.20M |
| 12 | CHEESECAKE FACTORY INC (THE)CAKE | 0.69% | $8.95M |
| 13 | REMITLY GLOBAL INCRELY | 0.69% | $8.92M |
| 14 | ENCORE CAPITAL GROUP INCECPG | 0.68% | $8.85M |
| 15 | RELAY THERAPEUTICS INCRLAY | 0.68% | $8.83M |
| 16 | PITNEY BOWES INCPBI | 0.68% | $8.78M |
| 17 | DAVE INCDAVE | 0.68% | $8.78M |
| 18 | NLIGHT INCLASR | 0.67% | $8.67M |
| 19 | 10X GENOMICS INCTXG | 0.67% | $8.66M |
| 20 | TRAVERE THERAPEUTICS INCTVTX | 0.66% | $8.63M |
| 21 | CALUMET INCCLMT | 0.66% | $8.61M |
| 22 | LIFESTANCE HEALTH GROUP INCLFST | 0.66% | $8.59M |
| 23 | CIMPRESS PLCCMPR | 0.66% | $8.52M |
| 24 | DUCOMMUN INCDCO | 0.65% | $8.48M |
| 25 | OPENLANE INCOPLN | 0.65% | $8.46M |
Top 25 of 266 holdings, as of Jul 31, 2026. Percentages are of the fund's net assets.
What the fund owns
| Asset type | % of fund |
|---|---|
| Stocks | 99.99% |
| Repurchase agreements | 1.04% |
| Cash and short-term investments | 0.05% |
| Country | % of fund |
|---|---|
| United States | 96.87% |
| Cayman Islands | 1.35% |
| Ireland | 0.66% |
| British Virgin Islands | 0.58% |
| Netherlands | 0.51% |
| Bahamas | 0.49% |
| Bermuda | 0.36% |
| Jersey | 0.26% |
Shares of net assets from the fund's N-PORT report. Funds that borrow can add up to more than 100%, with borrowing (such as repurchase agreements) shown as a negative share.
Monthly total returns
Over the 3 months to Jul 31, 2026, First Trust Small Cap Growth AlphaDEX Fund's total return was +6.60%, as reported to the SEC.
| Month | Total return |
|---|---|
| Jul 31, 2026 | −6.83% |
| Jun 30, 2026 | +9.71% |
| May 31, 2026 | +4.29% |
The fund's own total returns as reported to the SEC (N-PORT), including reinvested distributions. Not the sample prices above.
Fund profile
- Name
- First Trust Small Cap Growth AlphaDEX Fund
- Ticker
- FYC
- Exchange
- NASDAQ
- Fund type
- ETF
- Trust
- FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND
- SEC series ID
- S000031806
- SEC CIK
- 0001383496
- Fractional shares
- Yes
Recent SEC filings
- Sep 22, 2026
- Apr 10, 2026
- 485BPOSProspectus updateNov 28, 2025
- Oct 7, 2025
- Apr 8, 2025
- 485BPOSProspectus updateNov 27, 2024
- Oct 8, 2024
- Apr 8, 2024
Shareholder reports and prospectuses are filed by FIRST TRUST EXCHANGE-TRADED ALPHADEX FUND, the trust behind First Trust Small Cap Growth AlphaDEX Fund, and cover all of its funds.
Frequently asked questions
What is FYC's price?
First Trust Small Cap Growth AlphaDEX Fund (FYC) closed at $210.37 on Oct 9, 2026, up 0.09% from the previous close of $210.18.
What is FYC's expense ratio?
First Trust Small Cap Growth AlphaDEX Fund's expense ratio is 0.70%: $70.00 a year on $10,000 invested.
What does FYC hold?
First Trust Small Cap Growth AlphaDEX Fund held 266 investments worth $1.30B as of Jul 31, 2026. Its largest holding was J.P. MORGAN SECURITIES LLC, at 1.04% of the fund. Its five largest holdings were J.P. MORGAN SECURITIES LLC, ACADIAN ASSET MANAGEMENT INC, CHEFS' WAREHOUSE INC (THE), RINGCENTRAL INC, PRECIGEN INC.
How has FYC performed?
Over the 3 months to Jul 31, 2026, First Trust Small Cap Growth AlphaDEX Fund's total return was +6.60%, as reported to the SEC.
Sources and methodology
Holdings, net assets and monthly returns come from the fund's N-PORT filing with the SEC, as of Jul 31, 2026 (filed Sep 22, 2026). The expense ratio is from the fund's prospectus or shareholder report, as of Jul 31, 2025. Prices are generated sample data for development. Data sources and disclosures